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Advance-Fee Frauds Keep Dropping the FINRA Name—Don’t Fall for “Regulator” Imposter Ploys

Advance-Fee Frauds Keep Dropping the FINRA Name—Don’t Fall for “Regulator” Imposter Ploys

Fraudsters continue to impersonate FINRA executives, offering bogus investment “guarantees” to investors as part of an advance-fee scam. Read more about the lengths these fraudsters…

It Pays to Understand Your Brokerage Account Statements and Trade Confirmations

It Pays to Understand Your Brokerage Account Statements and Trade Confirmations

FINRA is re-issuing this alert to remind investors about the key elements of their brokerage account statements and trade confirmations and to provide tips that…

Initial Coin Offerings (ICOs)—What to Know Now and Time-Tested Tips for Investors

Initial Coin Offerings (ICOs)—What to Know Now and Time-Tested Tips for Investors

FINRA is issuing this alert to inform investors that investments in digital assets, such as ICO tokens and cryptocurrencies, can involve significant uncertainty, as well…

It Pays to Pay Attention to Your Brokerage Account Statements

It Pays to Pay Attention to Your Brokerage Account Statements

One of the best ways you can protect your investment portfolio is to monitor your holdings and activity. You should make it a habit to…

Social Sentiment Investing Tools—Think Twice Before Trading Based on Social Media

Social Sentiment Investing Tools—Think Twice Before Trading Based on Social Media

FINRA and the SEC’s Office of Investor Education and Advocacy are issuing this Investor Alert to inform investors about social sentiment investing tools and highlight…

Stock Up on Information Before Buying Stock

Stock Up on Information Before Buying Stock

If you view market volatility as an opportunity to purchase more stock at a favorable price, make sure you look beyond the ticker symbol to…

Following the Crowd: Investing and Social Media

Following the Crowd: Investing and Social Media

No matter where you get your trading insights, and whether you are following a recommendation to buy stocks, bonds, options or something else, know this:…

SEC Publishes Annual Staff Report on Nationally Recognized Statistical Rating Organizations

SEC Publishes Annual Staff Report on Nationally Recognized Statistical Rating Organizations

The Securities and Exchange Commission today published a staff report that provides a summary of the staff’s examinations of nationally recognized statistical rating organizations (NRSROs)…

VA offers $30M in grant funding to assist formerly homeless Veterans

VA offers $30M in grant funding to assist formerly homeless Veterans

As a part of ongoing efforts to prevent and end Veteran homelessness, the Department of Veterans Affairs is announcing $30 million in grant funding for…

Federal safety investigators find Mobile contractor ignored safety warnings that might have prevented 28-year-old employee’s death aboard Panama City vessel

Mar 14, 2023

SEC Obtains Emergency Relief to Halt $191 Million Cattle Ponzi Scheme

Dec 14, 2023

BERRY LAW NAMED TO MILITARY TIMES ‘BEST FOR VETS’ LIST OF EMPLOYERS

Nov 13, 2023

SEC Office of Municipal Securities Issues FAQs for Registration of Municipal Advisors

Mar 20, 2023

Risks Ignored: NOX US faces $545K in new penalties after 14th worker in 6 years suffers injuries at Fostoria vinyl manufacturing plant

Aug 28, 2023

Attorney Peter Brill Says He’s Confident His Client, an Ex-NYPD Detective Accused of Stealing Champagne, Will be Cleared by a Jury

May 20, 2023

Texas Court Resolves Forum-Selection Dispute in Recent Business Contract Case

Mar 3, 2023

Department of Labor finds LaFayette insulation manufacturer ignored safety standards after investigation of worker’s serious head injury

Mar 6, 2023

RANKINGS.IO EXPANDS SERVICE OFFERINGS BEYOND SEARCH ENGINE OPTIMIZATION

Jul 18, 2023

Special Needs Trusts Attorney, Marielle F. Hazen, to Spearhead Legislative and Regulatory Update at Stetson University’s National SNT Conference

Oct 19, 2023

The Katz Law Firm Launches in Illinois and Wisconsin

Oct 3, 2023

Woman Facing Federal Charges for Stealing a Nursing License in Order to Fraudulently Work as a Nurse in Indianapolis Nursing Homes

Jun 2, 2023

Pennsylvania Man Admits $4.8 Million Cares Act Loan Fraud Scheme

Nov 16, 2023

US Department of Labor urges workers, public in Carolinas, Georgia, Florida to be aware of hazards in recovery efforts after Hurricane Idalia

Sep 5, 2023

Sussex County Man Sentenced to Three Years in Prison for $2 Million COVID-19 Fraud

Nov 17, 2023